Trump Administration Targets Class-Action Right In DOL Fiduciary Rule, But Other Legal Avenues Could Remain for Investors


Adjunct Professor George H. Friedman was quoted in an Investment News article on the Financial Regulatory Authority (FINRA) and class-action lawsuits.

“Finra views [allowing class actions]as a reasonable step to protect investors,” said George Friedman, an adjunct law professor at Fordham University and a former Finra director of arbitration. “I don’t see the delay in the DOL rule having any effect on their thinking.”

Read full article.



Comments are closed.