Jesse Litvak v. SEC
On March 7, 2014 Jesse Litvak was convicted of ten counts of securities fraud on…
Browsing: Banking & Finance
Alibaba and the Minimal Impact of the Largest IPO Ever
On Friday, September 19, people from Beijing to New York could be seen celebrating…
Vultures Beware: Fisker’s Potential Implications for Distressed Debt Investors
Chances are you have heard about the international showdown that took place this summer between…
Second Circuit to Shed Light on Personal Benefit Requirement for Tippee Liability
Anthony Chiasson’s infamous insider trading case has shed much light on the inequity underlying the…
Settling for Injustice: The Conundrum of Mortgage Crisis Settlements
By: Ramona Ortega This week Bank of America finds itself facing the largest fraud lawsuit…
CFTC’s New Powers Challenged on Multiple Fronts
By: Noelle Indelicato The Commodity Futures Trading Commission (CFTC) has ramped up Wall Street regulatory…
New York Grabs the Regulatory Spotlight: The Standard Chartered Saga
By: Luis Calvo On August 15, Standard Chartered Bank paid an historic $340 million fine…
Maiden Lane III Sale Gives Fed a Boost
By: Italia Almeida In 2008, amidst the financial bailouts of many Wall Street firms, one…
A Living Will: Planning for a Rainy Day
By: Luis Calvo On July 2, the Federal Reserve released public versions of the resolution…