Can Investment Advisers Ask Clients for Online Reviews? The Implications of the SEC’s New Marketing Rule
In December of 2020, the SEC amended the Investment Advisers Act of 1940 (the “Act”)…
Browsing: Investment Advisers Act of 1940
Form ADV: Investment Adviser Registration and Ongoing Reporting Obligations under the Advisers Act
Spring is a busy time for investment advisers because they are required to submit their…