Can Investment Advisers Ask Clients for Online Reviews? The Implications of the SEC’s New Marketing Rule
In December of 2020, the SEC amended the Investment Advisers Act of 1940 (the “Act”)…
Browsing: Investment Advisors Act
“May I speak to the robo-manager?” Understanding investor protection in the digital age.
Over the years, skeptics of actively managed investment portfolios argue that over time a portfolio…