Investment Company Act of 1940

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October 21, 2021 0

SPACs: Heavy Lies the IPO Crown

I. Introduction In August 2021, Mr. George Assad – an alleged stockholder in each defendant…

Blog

October 28, 2018 0

Amending Section 36(b) of the 1940 Act: Creating Too High of a Standard?

1. What is Section 36(b)? Mutual funds have long been an important vehicle for individuals…

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