A Critique of the Whistleblower Program
It has been a decade since the SEC issued its first whistleblower award, which was…
Browsing: SEC
Here to Stay: Wrestling with the Future of the Quickly Maturing Spac Market
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Can Investment Advisers Ask Clients for Online Reviews? The Implications of the SEC’s New Marketing Rule
In December of 2020, the SEC amended the Investment Advisers Act of 1940 (the “Act”)…
The Future of Binding Arbitration in an Era of Stakeholder Capitalism
Whether or not one believes we are entering a real age of stakeholder primacy,[1] it…
The Cryptic Nature of Crypto Digital Assets Regulations: The Ripple Lawsuit and Why the Industry Needs Regulatory Clarity
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Goodbye Buybacks? Why Recent Stock Buyback Reform Proposals Go Beyond What Is Necessary
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Sustainably Aligned: The Interplay between ESG and Restructuring
The pandemic’s catastrophic impact on international trade and investment in a brief span of time is a…
“Revolving Doors” are Just Doors; The Harm is in Who Walks Through Them
The information contained herein is based on public sources and the views expressed are my…
SPACs: Heavy Lies the IPO Crown
I. Introduction In August 2021, Mr. George Assad – an alleged stockholder in each defendant…
The Environmental, Social, and Governance (ESG) Investing Landscape
Background In today’s financial landscape, institutional investors and large corporations are increasingly interested in other…