The Solution to Shadow Trading Is Not Found in Current Insider Trading Law: A Proposed Amendment to Rule 10b5-2
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Browsing: Securities and Exchange Commission
Exhuming Nondelegation . . . Intelligibly
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The Recent Surge in Family Offices, Explained
The Wall Street Journal reports that since 2011, “three dozen hedge funds have converted into…
SEC Proposal to Permit Non-Emerging Growth Companies to “Test the Waters”
On February 19, 2019, the Securities and Exchange Commission (“SEC”) voted to propose an expansion…
Form ADV: Investment Adviser Registration and Ongoing Reporting Obligations under the Advisers Act
Spring is a busy time for investment advisers because they are required to submit their…