Blog November 8, 20230Stoner Cats, the S.E.C., and NFTs: A Paws for Concern On September 13, 2023, Stoner Cats, the popular animated series centered around five cannabis-loving cats,…
Vol. XXVIII Issue 2 May 21, 20230The Solution to Shadow Trading Is Not Found in Current Insider Trading Law: A Proposed Amendment to Rule 10b5-2 Download a copy here
Blog December 9, 20190Proposed SEC Guide 3 Changes Entail Streamlined Bank Disclosures In September, the Securities and Exchange Commission (“SEC”) proposed a series of updates to Guide…
