Are Securities Laws Effective Against Climate Change? A Proposal for Targeted Climate Related Disclosure and GHG Regulation
The New York Attorney General filed a lawsuit against Exxon Mobil on October 24,…
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Reconciling U.S. Banking and Securities Data Preservation Rules with European Mandatory Data Erasure Under GDPR
United States law, which requires financial institutions to retain customer data, conflicts with European…
The Role of Intent in the Rise of Individual Accountability in AML-BSA Enforcement Actions
The statutory framework which prohibits individuals at financial institutions from engaging in money laundering…
Is Baseball Shrouded in Collusion Once More? Assessing the Likelihood that the Current State of the Free Agent Market Will Lead to Antitrust Liability for Major League Baseball’s Owners
This Note examines how Major League Baseball’s (MLB) current free agent system is restraining…
Offshore Anonymity
Popular culture has created the impression that shell corporations are primarily based in offshore jurisdictions…
When They Howey, We All Howey
A large portion of the cryptocurrency regulatory debate has centered around the Howey test.[1],[2] The…
Economic Effects of the Tax Cuts and Jobs Act
Congress passed the Tax Cuts and Jobs Act (TCJA) in late 2017, undoubtedly hailed the…
Proposed SEC Guide 3 Changes Entail Streamlined Bank Disclosures
In September, the Securities and Exchange Commission (“SEC”) proposed a series of updates to Guide…
CEO Pay: Highway Robbery or a Fair Market?
For the past several decades, the topic of executive pay has increased in relevance and…
The 20th Annual A. A. Sommer, Jr. Lecture on Corporate Securities and Financial Law
SEC Commissioner Hester M. Pierce (left) and Ben A. Indek (right) On November 14, 2019,…