A Critique of the Whistleblower Program
It has been a decade since the SEC issued its first whistleblower award, which was…
Browsing: Dodd-Frank
The Virus, Risk, and Commercial Mortgage-Backed Securities: Examining Dodd-Frank’s Impact in the Midst of a Pandemic
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Maintaining Protections vs. Prioritizing Efficiency: Implications of the SEC’s New “In Writing” Reporting Requirement for Whistleblowers
Over ten years after the inception of the U.S. Securities and Exchange Commission’s (the “SEC”)…
Are Securities Laws Effective Against Climate Change? A Proposal for Targeted Climate Related Disclosure and GHG Regulation
The New York Attorney General filed a lawsuit against Exxon Mobil on October 24,…
What Would We Do Without Them: Whistleblowers in the Era of Sarbanes-Oxley and Dodd-Frank
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A Novel Approach to Defining “Whistleblower” in Dodd-Frank
ABSTRACT Following the Financial Crisis of 2008, trust in the financial industry was at an…
JCFL Symposium 2017: A Student’s Perspective
On October 27th[1], the Fordham Journal of Corporate and Financial Law held its Annual Symposium…
A Regulatory Retreat: Energy Market Exemption from Private Anti-Manipulation Actions under the Commodity Exchange Act
ABSTRACT In order to facilitate greater reform in energy markets, Dodd-Frank granted the CFTC wide-ranging…
Dodd-Frank: Security vs. Cost
The Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act” or the “Act”)…
The Costs of Bailouts in the 2007-08 Financial Crisis
ABSTRACT The 2007-08 bailout programs were initially created under the emergent situation of financial crisis.…