Off The Chain! A Guide to Blockchain Derivatives Markets and the Implications on Systemic Risk
Abstract Blockchains are publicly viewable and theoretically unalterable records of bitcoin transactions. They are thus…
Browsing: Dodd-Frank
SEC – Don’t Throw Away Your Shot! A Renewed Call for a Uniform Fiduciary Standard to Protect Individual Investors
On November 10, 2016 Fordham University’s School of Law’s Corporate Law Center, in partnership with…
An Overview of the SEC’s Whistleblower Award Program
In 2010, Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act in response…
Symposium Panel: Are We Ready for the Next Financial Crisis
On October 30, 2015, Richard Squire of Fordham University School of Law, Eric Grossman…
Daniel M. Gallagher Keynote Speech, Symposium 2015
Are we ready for the next financial crisis? According to Daniel Gallagher, absolutely not. Gallagher…
Does Good Faith Compliance Actually Exist?
In the last few years since the 2010 Dodd-Frank Act was enacted, not much had…
Hedging Around a Meaningful Solution: The Final Volcker Rule
More than three years after the passage of Dodd-Frank, one of its centerpieces is finally…
Swap Transaction Recordkeeping: Information Hoarding
The Dodd-Frank Wall Street Reform and Consumer Protection Act has many new or updated rules…
Opportunistic Informants? A Look at some of Dodd-Frank’s Whistleblower Provisions
It seems that we are locked in some kind of cycle. Every few years there…
Know Your Customer: FINRA’s Clarification of New Suitability Rule
In November of 2010, the SEC approved a new suitability rule developed by FINRA as…