What Would We Do Without Them: Whistleblowers in the Era of Sarbanes-Oxley and Dodd-Frank
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Browsing: Dodd-Frank
A Novel Approach to Defining “Whistleblower” in Dodd-Frank
ABSTRACT Following the Financial Crisis of 2008, trust in the financial industry was at an…
JCFL Symposium 2017: A Student’s Perspective
On October 27th[1], the Fordham Journal of Corporate and Financial Law held its Annual Symposium…
A Regulatory Retreat: Energy Market Exemption from Private Anti-Manipulation Actions under the Commodity Exchange Act
ABSTRACT In order to facilitate greater reform in energy markets, Dodd-Frank granted the CFTC wide-ranging…
Dodd-Frank: Security vs. Cost
The Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act” or the “Act”)…
The Costs of Bailouts in the 2007-08 Financial Crisis
ABSTRACT The 2007-08 bailout programs were initially created under the emergent situation of financial crisis.…
Dodd-Frank and the Spoofing Prohibition in Commodities Markets
ABSTRACT The Dodd-Frank Act amended the Commodity Exchange Act and adopted an explicit prohibition regarding…
Off The Chain! A Guide to Blockchain Derivatives Markets and the Implications on Systemic Risk
Abstract Blockchains are publicly viewable and theoretically unalterable records of bitcoin transactions. They are thus…
SEC – Don’t Throw Away Your Shot! A Renewed Call for a Uniform Fiduciary Standard to Protect Individual Investors
On November 10, 2016 Fordham University’s School of Law’s Corporate Law Center, in partnership with…
An Overview of the SEC’s Whistleblower Award Program
In 2010, Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act in response…