Maintaining Protections vs. Prioritizing Efficiency: Implications of the SEC’s New “In Writing” Reporting Requirement for Whistleblowers
Over ten years after the inception of the U.S. Securities and Exchange Commission’s (the “SEC”)…
Browsing: Dodd-Frank
Are Securities Laws Effective Against Climate Change? A Proposal for Targeted Climate Related Disclosure and GHG Regulation
The New York Attorney General filed a lawsuit against Exxon Mobil on October 24,…
What Would We Do Without Them: Whistleblowers in the Era of Sarbanes-Oxley and Dodd-Frank
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A Novel Approach to Defining “Whistleblower” in Dodd-Frank
ABSTRACT Following the Financial Crisis of 2008, trust in the financial industry was at an…
JCFL Symposium 2017: A Student’s Perspective
On October 27th[1], the Fordham Journal of Corporate and Financial Law held its Annual Symposium…
A Regulatory Retreat: Energy Market Exemption from Private Anti-Manipulation Actions under the Commodity Exchange Act
ABSTRACT In order to facilitate greater reform in energy markets, Dodd-Frank granted the CFTC wide-ranging…
Dodd-Frank: Security vs. Cost
The Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act” or the “Act”)…
The Costs of Bailouts in the 2007-08 Financial Crisis
ABSTRACT The 2007-08 bailout programs were initially created under the emergent situation of financial crisis.…
Dodd-Frank and the Spoofing Prohibition in Commodities Markets
ABSTRACT The Dodd-Frank Act amended the Commodity Exchange Act and adopted an explicit prohibition regarding…
Off The Chain! A Guide to Blockchain Derivatives Markets and the Implications on Systemic Risk
Abstract Blockchains are publicly viewable and theoretically unalterable records of bitcoin transactions. They are thus…