Here to Stay: Wrestling with the Future of the Quickly Maturing Spac Market
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Browsing: Investment Management
The Inherent Conflicts of Dual-Fiduciaries
Legal counsel representing private equity and venture capital funds (“Funds”) regularly find themselves forced to…
Bringing Talent off the Bench and into the Game: The Underrepresentation of Women in the Boardroom
The Oracle of Omaha, Warren Buffet, has said his success is partly due to the…
Yahoo! and Hedge Fund Activism
Short-termism has been and continues to be a worsening problem in the corporate arena. More…
Buying on Bad News
Buying on bad news is a strategy commonly employed by savvy investors. The trick is…
Private Investor Meetings in Public Firms: The Case for Increasing Transparency
Abstract While developments in the law of insider trading usually attract significant scholarly interest, far…
SEC Publishes Risk Alert on Top 5 Investment Adviser Compliance Issues Found During Exams
On February 7, the Office of Compliance Inspections and Examinations (“OCIE”) of the U.S. Securities…
Takeaways from the 2017 SEC Examination Priorities Letter
The Office of Compliance Inspections and Examinations (“OCIE”) at the Securities and Exchange Commission (“SEC”)…
Two New Tools For Addressing Activist Hedge Funds- Sunlight Bylaws and Reciprocal Disclosures
Publicly-traded companies have the power to pass sunlight bylaws to address hedge fund activism. Sunlight bylaws…
The Varieties of Investment Management Law
Abstract: The duty of prudence enunciated by the Supreme Judicial Court of Massachusetts in 1830…