Raising Capital in Time of Pandemic: An Alternative for Small Businesses
Raising Capital in Time of Pandemic: An Alternative for Small Businesses[1] The impact of the…
Browsing: Securities
Protecting Corporate Information During a Pandemic
I. Overview With stocks plummeting and employees forced to work in a new environment, company…
One Important Math Question in Securities Law: How to Count Investors
Many attorneys choose law so they can be done with math. Unfortunately, attorneys still need…
The Recent Surge in Family Offices, Explained
The Wall Street Journal reports that since 2011, “three dozen hedge funds have converted into…
SEC Proposal to Permit Non-Emerging Growth Companies to “Test the Waters”
On February 19, 2019, the Securities and Exchange Commission (“SEC”) voted to propose an expansion…
The Eighteenth Annual Albert A. DeStefano Lecture on Corporate, Securities, & Financial Law at the Fordham Corporate Law Center
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Buying on Bad News
Buying on bad news is a strategy commonly employed by savvy investors. The trick is…